Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew McAuliffe is a financial advisor at UBS Financial Services Inc., a firm with over $50 billion in assets under management. Matthew has been in the financial industry since 2004, and has worked at several leading financial firms, including Credit Suisse Securities (USA) LLC and Morgan Stanley. Matthew holds the Series 7, Series 63, Series 66, and SIE licenses. Matthew is registered with the state of Texas to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
11/30/2015 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
06/08/2012 - 12/21/2015
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
MA
06/01/2009 - 06/25/2012
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
03/17/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
05/26/2004 - 03/25/2008
BEAR, STEARNS & CO. INC. (BOSTON MA)
BOTH
Issued 09/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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