Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Mazzone is a financial advisor registered with Principal Securities, Inc. and has been active in the financial industry since August 23, 2000. Matthew has held various positions at different firms throughout his career, including positions at Berthel, Fisher & Company Financial Services, Inc., Key Investment Services LLC, McDonald Investments Inc., and Edward Jones. Matthew's experience spans over 20 years, and he has a broad understanding of the financial markets. Matthew is a well-rounded financial advisor and possesses expertise in different areas such as retirement planning, investments, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
06/30/2021 - Present
Principal Securities, Inc. (Latham NY)
NY
05/23/2008 - 03/16/2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (SCOTIA NY)
NY
01/03/2006 - 05/30/2008
KEY INVESTMENT SERVICES LLC (CLIFTON PARK NY)
NY
03/28/2003 - 12/31/2005
MCDONALD INVESTMENTS INC. (ALBANY NY)
MO
08/22/2000 - 03/31/2003
EDWARD JONES (ST. LOUIS MO)
IA
Issued 07/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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