Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Gallagher is a financial advisor with Scotia Capital (usa) Inc. Matthew has been in the financial services industry since March 19, 2004. Matthew is registered with the state of New York and is Series 66, Series 7, Series 63, and SIE licensed. Prior to joining Scotia Capital (usa) Inc., Matthew worked at CAPITAL ONE INVESTING, LLC, EDWARD JONES, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, OPPENHEIMER & CO. INC., PRUDENTIAL EQUITY GROUP, LLC, LEHMAN BROTHERS INC., and FINANCIAL NORTHEASTERN SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/11/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NJ
01/17/2017 - 05/03/2018
CAPITAL ONE INVESTING, LLC (FAIRFIELD NJ)
MO
07/22/2016 - 10/19/2016
EDWARD JONES (ST. LOUIS MO)
NJ
06/09/2008 - 11/18/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)
NY
01/05/2006 - 10/24/2007
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
06/01/1999 - 11/01/2005
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NY
03/26/1997 - 06/08/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
12/08/1995 - 10/07/1996
FINANCIAL NORTHEASTERN SECURITIES, INC. (FAIRFIELD NJ)
BOTH
Issued 08/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/29/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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