Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew William Potter is a financial advisor with over 23 years of experience in the industry. Matthew is a registered representative with MML Investors Services, LLC. He is a Series 66, 63, 4, 53, 24, 52TO, SIE, and 7 licensed professional. Matthew has worked for several firms in the past including Wells Fargo Clearing Services, LLC, AXA Advisors, LLC, and Capital Analysts, Incorporated. Matthew provides financial planning, pension consulting, educational seminars, asset allocation programs, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OH
01/19/2022 - Present
MML Investors Services, LLC (Cincinnati OH)
OH
04/19/2016 - 09/07/2017
WELLS FARGO CLEARING SERVICES, LLC (CINCINNATI OH)
OH
02/19/2009 - 04/21/2016
MML INVESTORS SERVICES, LLC (CINCINNATI OH)
KY
01/30/2008 - 07/30/2008
AXA ADVISORS, LLC (LOUISVILLE KY)
IN
07/17/2007 - 01/24/2008
CAPITAL ANALYSTS, INCORPORATED (EVANSVILLE IN)
IN
12/15/2003 - 05/10/2007
MML INVESTORS SERVICES, INC. (CARMEL IN)
FL
12/03/2002 - 12/31/2003
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CA
04/03/2001 - 11/07/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
11/03/2000 - 03/29/2001
AMERICAN DIVERSIFIED FINANCIAL GROUP LLC (HOLMDEL NJ)
OK
05/01/2000 - 11/03/2000
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
CA
08/04/1997 - 12/18/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 5/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/18/2016
Series 4 - Registered Options Principal Examination
BC
Issued 6/28/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/1/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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