Unclaimed
Matthew Iain Lewicki is a registered representative with Tradeweb Direct LLC in Jersey City, New Jersey. Matthew has been in the securities industry since August 22, 2011. Prior to joining Tradeweb Direct LLC, Matthew was a registered representative with Pierpont Securities LLC, Cortview Capital Securities LLC and MF Global Inc. Matthew has passed the Series 63, Series 7, Series 24, Series 52TO, Series 53, and SIE exams. Matthew is registered in New York and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/11/2014 - Present
Tradeweb Direct LLC (JERSEY CITY NJ)
NY
01/14/2013 - 05/30/2014
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
03/12/2012 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
11/05/2010 - 12/06/2011
MF GLOBAL INC. (NEW YORK NY)
BC
Issued 03/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2019
Series 24 - General Securities Principal Examination
BC
Issued 05/02/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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