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Matthew Iain Lewicki

Tradeweb Direct LLC

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About Matthew Iain Lewicki

Matthew Iain Lewicki is a registered representative with Tradeweb Direct LLC in Jersey City, New Jersey. Matthew has been in the securities industry since August 22, 2011. Prior to joining Tradeweb Direct LLC, Matthew was a registered representative with Pierpont Securities LLC, Cortview Capital Securities LLC and MF Global Inc. Matthew has passed the Series 63, Series 7, Series 24, Series 52TO, Series 53, and SIE exams. Matthew is registered in New York and South Dakota.

Firm Information

Matthew Lewicki is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Lewicki’s Registration & Firm History

NJ

12/11/2014 - Present

Tradeweb Direct LLC (JERSEY CITY NJ)

NY

01/14/2013 - 05/30/2014

PIERPONT SECURITIES LLC (NEW YORK NY)

NY

03/12/2012 - 03/07/2013

CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)

NY

11/05/2010 - 12/06/2011

MF GLOBAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/30/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2019

Series 24 - General Securities Principal Examination

BC

Issued 05/02/2018

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Iain Lewicki.
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