Unclaimed
Matthew Ansel has been a financial professional since April 2008. Matthew is currently registered with Mizuho Securities USA LLC as a General Securities Representative. Prior to joining Mizuho Securities USA LLC, Matthew was employed by Credit Suisse Securities (USA) LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matthew holds Series 7, 63, 66 and 99TO licenses. Matthew is registered in all states for securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/31/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/10/2010 - 08/18/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/01/2001 - 02/07/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Matthew Ansel is the right advisor for you? Invested Better is here to help.