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Matthew I Ansel

Mizuho Securities USA LLC

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About Matthew I Ansel

Matthew Ansel has been a financial professional since April 2008. Matthew is currently registered with Mizuho Securities USA LLC as a General Securities Representative. Prior to joining Mizuho Securities USA LLC, Matthew was employed by Credit Suisse Securities (USA) LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matthew holds Series 7, 63, 66 and 99TO licenses. Matthew is registered in all states for securities and investment advisory services.

Firm Information

Matthew Ansel is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Ansel’s Registration & Firm History

NY

07/31/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

05/10/2010 - 08/18/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

01/01/2001 - 02/07/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/04/2010

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 03/20/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/31/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew I Ansel.
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