Unclaimed
Matthew Dubrink is a financial professional with experience in the industry since 2014. Matthew is currently registered with Alliance-One Investments, LLC and previously held registrations with Transamerica Capital, Inc. and Securities America, Inc. Matthew holds the Series 6, Series 11, and Series 26 licenses. Matthew is currently based in Tulsa, Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
12/08/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
CO
10/09/2020 - 12/08/2023
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NJ
08/05/2013 - 04/16/2020
SECURITIES AMERICA, INC. (SEWELL NJ)
BC
Issued 03/28/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/05/2013
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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