Unclaimed
Matthew Hawley Tapping is a financial advisor with Ameritas Investment Company, LLC. Matthew is a Series 63, 6TO, 99TO, and SIE licensed professional and has been in the industry since 2021. Matthew is registered to provide financial advice in California. Matthew's previous experience includes working with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
05/26/2021 - Present
Ameritas Investment Company, LLC (LINCOLN NE)
CA
01/12/2021 - 04/09/2021
LPL FINANCIAL LLC (SAN DIEGO CA)
BC
Issued 10/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/12/2021
Series 99TO - Operations Professional Examination
BC
Issued 12/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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