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Matthew Hawley Tapping

Ameritas Investment Company, LLC

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About Matthew Hawley Tapping

Matthew Hawley Tapping is a financial advisor with Ameritas Investment Company, LLC. Matthew is a Series 63, 6TO, 99TO, and SIE licensed professional and has been in the industry since 2021. Matthew is registered to provide financial advice in California. Matthew's previous experience includes working with LPL Financial LLC.

Firm Information

Matthew Tapping is currently registered with Ameritas Investment Company, LLC. Ameritas Investment Company, LLC is a Limited Liability Company formed in April 1984. It is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

297

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Tapping’s Registration & Firm History

NE

05/26/2021 - Present

Ameritas Investment Company, LLC (LINCOLN NE)

CA

01/12/2021 - 04/09/2021

LPL FINANCIAL LLC (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 10/17/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/12/2021

Series 99TO - Operations Professional Examination

BC

Issued 12/22/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Matthew Hawley Tapping. Review regulatory record here.
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