Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Hartstein is a financial advisor with Raymond James & Associates, Inc. Matthew has been in the industry since 1997 and has a wide range of experience in financial planning, portfolio management, and investment advisory services. Matthew holds the Series 6, 7, 63 and 66 licenses as well as the SIE exam. Matthew is registered in California, Colorado, Florida, Maine, Maryland, New Jersey, New York, North Carolina, Tennessee, and Virginia. Prior to Raymond James & Associates, Inc., Matthew was employed with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/01/2022 - Present
Raymond James & Associates, Inc. (ROCHESTER NY)
NY
08/29/1997 - 03/02/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (ROCHESTER NY)
BOTH
Issued 04/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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