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Matthew Harrison Jacobs

Mizuho Securities USA LLC

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About Matthew Harrison Jacobs

Matthew Harrison Jacobs is a licensed securities professional with over 2 years of experience in the financial services industry. Matthew holds a Series 79TO and SIE, as well as a Series 63 license. Matthew is currently registered with Mizuho Securities USA LLC. Matthew was previously registered with Houlihan Lokey Capital, Inc.. Matthew's registration with Mizuho Securities USA LLC is active in all 50 states and the District of Columbia.

Firm Information

Matthew Jacobs is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Jacobs’s Registration & Firm History

NY

08/17/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

GA

08/13/2020 - 08/27/2021

HOULIHAN LOKEY CAPITAL, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 08/17/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/28/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Harrison Jacobs.
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