Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Harris is a financial advisor with MAI Capital Management, LLC. Matthew has been in the financial services industry for over 10 years. Matthew has a wide range of experience in financial planning, portfolio management, and investment advisory services. Matthew holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Matthew is a Certified Financial Planner™. Matthew works with a variety of clients, including individuals, families, businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
NY
01/19/2024 - Present
MAI Capital Management, LLC (Huntington Station NY)
NY
10/19/2020 - 04/09/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
07/27/2018 - 10/16/2020
CADARET, GRANT & CO., INC. (JERICHO NY)
NY
02/21/2017 - 02/14/2018
CHARLES SCHWAB & CO., INC. (MANHASSET NY)
NY
12/19/2013 - 12/19/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Smithtown NY)
NY
06/11/2012 - 05/07/2013
COMMONWEALTH FINANCIAL NETWORK (JERICHO NY)
NY
07/30/2010 - 07/20/2011
CHASE INVESTMENT SERVICES CORP. (HUNTINGTON STATION NY)
IA
Issued 05/03/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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