Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Schmitt is a financial advisor with over 20 years of experience in the industry. Currently, Matthew is registered with Robert W. Baird & Co. Inc. and is licensed to offer securities and investment advisory services in numerous states. He previously held positions at Wachovia Securities, LLC, Wells Fargo Investments, LLC, Wells Fargo Securities Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Matthew has a wide range of experience in providing financial advice and services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CA
05/31/2017 - Present
Robert W. Baird & Co. Inc. (ROSEVILLE CA)
CA
08/09/2004 - 01/14/2009
WACHOVIA SECURITIES, LLC (ROSEVILLE CA)
CA
05/02/2001 - 09/02/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/11/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
03/12/1997 - 11/13/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/12/1997 - 11/13/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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