Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Hardy Dormer is an active, licensed securities professional with over 17 years of experience in the financial services industry. Matthew is currently registered with Stephens, a firm offering a range of investment advisory and financial planning services to a broad client base. Previously, Matthew was associated with Oppenheimer & Co. Inc. and Laidlaw & Company (UK) Ltd. among other firms. Matthew holds multiple FINRA licenses, including Series 7, 63, 79TO, 86 and 87.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
09/20/2022 - Present
Stephens (BOSTON MA)
MA
10/14/2019 - 06/23/2022
OPPENHEIMER & CO. INC. (BOSTON MA)
NA
04/14/2015 - 10/17/2019
LAIDLAW & COMPANY (UK) LTD. (LONDON )
MA
03/13/2015 - 05/13/2015
NORTHLAND SECURITIES, INC. (Boston MA)
MA
08/06/2007 - 03/19/2015
SUMMER STREET RESEARCH PARTNERS (BOSTON MA)
NY
04/10/2003 - 04/21/2003
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NY
05/22/2001 - 03/17/2003
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
CT
04/04/2001 - 05/11/2001
GREENWICH GLOBAL, LLC (WILTON CT)
BC
Issued 08/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/23/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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