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Matthew Hanniff Mastrogiorgio

Mizuho Securities USA LLC

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About Matthew Hanniff Mastrogiorgio

Matthew Mastrogiorgio is a financial advisor with Mizuho Securities USA LLC. Matthew has over 5 years of experience in the securities industry. Matthew is registered with FINRA and holds the Series 63, Series 79, and SIE licenses. Prior to joining Mizuho Securities USA LLC, Matthew was employed at RBS Securities Inc. in Stamford, CT.

Firm Information

Matthew Mastrogiorgio is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Mastrogiorgio’s Registration & Firm History

NY

04/07/2015 - Present

Mizuho Securities USA LLC (NEW YORK NY)

CT

09/02/2014 - 04/10/2015

RBS SECURITIES INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 09/05/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Hanniff Mastrogiorgio.
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