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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Hamilton Hawes is a financial advisor with Vanguard Advisers, Inc., where he has been working since January 2015. Matthew is also a registered representative with the firm. He has been in the financial services industry since February 11, 1999. His experience includes prior roles with UBS Financial Services Inc., Wells Fargo Advisors, LLC and First Union Brokerage Services, Inc. Matthew holds Series 6, 7, 63, 65, and 66 securities licenses. He is registered to provide investment advice in 53 states and the District of Columbia. Matthew specializes in financial planning, portfolio management for individuals and businesses, and portfolio management for pooled investment vehicles. He works with individual clients, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/02/2019 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
NC
03/07/2014 - 08/27/2014
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
10/01/2000 - 02/25/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
09/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 11/25/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/04/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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