Unclaimed
Matthew Hagerty is a registered representative with Guggenheim Securities, LLC. Matthew has been in the industry since September 13, 2020 and is currently registered with the state of New York. Matthew holds the Series 63, Series 79TO and SIE licenses. Previously, Matthew was registered with Oppenheimer & Co. Inc. in Baltimore, Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/02/2022 - Present
Guggenheim Securities, LLC (NEW YORK NY)
MD
09/03/2020 - 01/21/2022
OPPENHEIMER & CO. INC. (BALTIMORE MD)
BC
Issued 08/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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