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Matthew Hagerty

Guggenheim Securities, LLC

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About Matthew Hagerty

Matthew Hagerty is a registered representative with Guggenheim Securities, LLC. Matthew has been in the industry since September 13, 2020 and is currently registered with the state of New York. Matthew holds the Series 63, Series 79TO and SIE licenses. Previously, Matthew was registered with Oppenheimer & Co. Inc. in Baltimore, Maryland.

Firm Information

Matthew Hagerty is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Hagerty’s Registration & Firm History

NY

02/02/2022 - Present

Guggenheim Securities, LLC (NEW YORK NY)

MD

09/03/2020 - 01/21/2022

OPPENHEIMER & CO. INC. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 08/18/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/23/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Hagerty.
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