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Matthew Graham Brenner

Cowen AND Co.

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About Matthew Graham Brenner

Matthew Brenner is a financial advisor with Cowen And Co. Matthew has over 15 years of experience in the financial services industry. He has a Series 7 and Series 63 license. Matthew is registered in 17 states. His firm Cowen And Co. is an active broker-dealer and investment advisor. Matthew has a broad range of experience in the industry and is committed to helping his clients achieve their financial goals.

Firm Information

Matthew Brenner is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Brenner’s Registration & Firm History

CT

07/22/2014 - Present

Cowen AND Co. (Stamford CT)

NY

10/01/2012 - 05/30/2014

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/13/2008 - 10/01/2012

COWEN AND COMPANY (NEW YORK NY)

NY

06/23/2004 - 08/30/2004

LL PARTNERS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/09/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Graham Brenner.
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