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Matthew Gordon Schmitz

MM Ascend Life Investor Services, LLC

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About Matthew Gordon Schmitz

Matthew Gordon Schmitz has over 10 years of experience in the financial services industry. Matthew is currently registered with MM Ascend Life Investor Services, LLC. Previously, Matthew was registered with CUNA Brokerage Services, Inc., Navian Capital Securities LLC, The Leaders Group, Inc., Allianz Life Financial Services, LLC, and Comprehensive Asset Management and Servicing, Inc. Matthew is a Series 7 and Series 66 licensed representative. Matthew holds a SIE designation. Matthew is also the president of STOCKPILE LLC.

Firm Information

Matthew Schmitz is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Matthew Schmitz’s Registration & Firm History

OH

06/03/2020 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

IA

01/10/2019 - 04/15/2020

CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)

OH

01/05/2018 - 12/20/2018

NAVIAN CAPITAL SECURITIES LLC (CINCINNATI OH)

CO

08/25/2016 - 12/31/2017

THE LEADERS GROUP, INC. (LITTLETON CO)

MN

02/01/2011 - 11/30/2015

ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)

NJ

07/20/2010 - 01/28/2011

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (ROCKAWAY NJ)

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Licenses & Designations

BOTH

Issued 08/05/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Gordon Schmitz.
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