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Matthew Glenn Christ

UBS Securities LLC

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About Matthew Glenn Christ

Matthew Glenn Christ is a financial advisor with over 20 years of experience in the industry. Matthew Christ is currently registered with UBS Securities LLC and UBS Financial Services Inc. Matthew Christ is licensed in all states and has a Series 7 and Series 63 license. Matthew Christ specializes in helping individuals and families achieve their financial goals.

Firm Information

Matthew Christ is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Christ’s Registration & Firm History

PA

09/25/2013 - Present

UBS Securities LLC (SEWICKLEY PA)

PA

06/17/2011 - 06/04/2013

CRT CAPITAL GROUP LLC (SEWICKLEY PA)

CO

09/13/2010 - 06/29/2011

ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)

NY

03/04/2009 - 06/23/2009

MAXIM GROUP LLC (NEW YORK NY)

NY

08/12/1998 - 03/03/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MD

10/09/1997 - 08/03/1998

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

12/09/1996 - 06/24/1997

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

BC

Issued 10/27/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Glenn Christ.
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