Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Glaswand is a financial professional with over 8 years of experience in the industry. Matthew is currently registered with Houlihan Lokey Capital, Inc. and holds a Series 79 and SIE license. Matthew previously worked at Raymond James & Associates, Inc. where he held a Series 63 license. Matthew is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/18/2019 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
NY
11/30/2015 - 12/27/2018
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
BC
Issued 10/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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