Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Gerard Johnson is a financial advisor with UBS Fund Services (usa) LLC. Matthew is registered with FINRA as a General Securities Representative and has been in the industry since July 2009. Matthew has a Series 7, Series 63, and SIE license. Matthew is currently registered in Connecticut, Illinois, and New York. Matthew was previously employed with UBS Asset Management (US) Inc. in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/02/2021 - Present
UBS Fund Services (usa) LLC (HARTFORD CT)
IL
07/27/2009 - 08/05/2021
UBS ASSET MANAGEMENT (US) INC. (CHICAGO IL)
BC
Issued 11/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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