Unclaimed
Matthew Courtney is a registered representative with Rabo Securities USA, Inc. in New York, New York. Matthew has been in the industry since February 24, 2010. Matthew has passed the Series 7, SIE, and Series 79TO exams. Matthew is also licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/25/2010 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
BC
Issued 06/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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