Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Obrien is a financial advisor with over 40 years of experience in the industry. He currently works with Prosperity Wealth Management, Inc. and offers a variety of financial services, including financial planning, portfolio management for individuals, and selection of other advisors. Matthew has been registered with the state of Connecticut since 2020. Previously, Matthew was employed at Sterne Agee Financial Services, Inc., WRP INVESTMENTS, INC., Cambridge Investment Research, Inc., Securities America, Inc., PEB FINANCIAL GROUP, INC., INVESTORS BROKERAGE SERVICES, INC., NORTH AMERICAN INVESTMENT CORP., P & I EQUITIES CORPORATION, and Mark Securities, Inc.. Matthew is a registered representative with FINRA and is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
01/06/2020 - Present
Prosperity Wealth Management, Inc. (Rocky Hill CT)
CT
09/12/2014 - 05/26/2017
STERNE AGEE FINANCIAL SERVICES, INC. (ROCKY HILL CT)
CT
11/07/2011 - 09/12/2014
WRP INVESTMENTS, INC. (ROCKY HILL CT)
CT
04/28/2004 - 12/01/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (ROCKY HILL CT)
NE
10/02/1989 - 04/29/2004
SECURITIES AMERICA, INC. (LAVISTA NE)
IL
10/17/1988 - 10/04/1989
PEB FINANCIAL GROUP, INC. (CHICAGO IL)
NA
12/28/1984 - 10/24/1988
INVESTORS BROKERAGE SERVICES, INC.
NA
10/10/1978 - 07/27/1988
NORTH AMERICAN INVESTMENT CORP.
NA
03/28/1978 - 09/21/1978
P & I EQUITIES CORPORATION
NA
04/21/1977 - 06/05/1978
MARK SECURITIES, INC.
IA
Issued 05/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Matthew Obrien is the right advisor for you? Invested Better is here to help.
