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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Griffin is a financial advisor registered with Ameriprise Financial Services, LLC in South Carolina. Matthew has been in the industry since 1999. Matthew has also worked with LPL Financial LLC and SunAmerica Capital Services, Inc., among other firms. His primary office is located in Rock Hill, South Carolina. Matthew is a Registered Representative and Investment Advisor Representative and holds the Series 7, Series 63, and Series 65 securities licenses. Matthew can provide asset allocation services, financial planning, pension consulting, educational seminars, and publication of periodicals. He also provides portfolio management for businesses and individuals. He has over 110,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
08/03/2020 - Present
Ameriprise Financial Services, LLC (Rock Hill SC)
SC
12/14/2009 - 08/03/2020
LPL FINANCIAL LLC (ROCK HILL SC)
NJ
03/18/2008 - 06/11/2009
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NC
08/26/1998 - 03/27/2008
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
IA
Issued 03/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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