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Matthew George Doran

Daiwa Capital Markets America Inc.

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About Matthew George Doran

Matthew Doran is a financial advisor who has been working in the financial industry since November 2005. Matthew is currently registered with Daiwa Capital Markets America Inc. in New York, NY and has previously worked with FHN Financial Securities Corp., RBC Capital Markets, LLC, and J.P. Morgan Securities LLC. Matthew holds the following licenses: Series 63, Series 65, Series 7, and SIE. Matthew is registered in 10 states including Alaska, California, Hawaii, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, and Pennsylvania.

Firm Information

Matthew Doran is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Doran’s Registration & Firm History

NY

06/18/2024 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

CA

09/05/2018 - 06/11/2024

FHN FINANCIAL SECURITIES CORP. (El Segundo CA)

CA

01/04/2011 - 09/11/2018

RBC CAPITAL MARKETS, LLC (EL SEGUNDO CA)

CA

07/23/2007 - 01/21/2011

J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)

CA

11/23/2005 - 07/27/2007

BANC OF AMERICA SECURITIES LLC (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 10/05/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew George Doran.
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