Unclaimed
Matthew Dodd is a financial professional with over 3 years of experience in the financial services industry. Matthew holds Series 63, 79TO and SIE licenses. Matthew is currently registered with Houlihan Lokey Capital, Inc. in New York. Matthew Dodd is also a Series 24 Principal. Matthew Dodd joined Houlihan Lokey Capital, Inc. on January 21, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/12/2020 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 02/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/12/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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