Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Gene Soza is a financial advisor with over 30 years of experience in the industry. He has worked with several firms in Ohio including Sterne Agee Financial Services, Inc. and WRP Investments, Inc. Matthew is currently registered with Independence Capital Co., Inc. and is licensed to provide investment advisory services in several states, including Florida, Ohio, Pennsylvania, and Virginia. Matthew has a broad background in financial advising and holds several licenses, including Series 6, 7, 63 and 66, as well as the SIE exam. His specializations include Financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
01/05/2015 - Present
Independence Capital CO., Inc. (PARMA OH)
OH
09/12/2014 - 12/31/2014
STERNE AGEE FINANCIAL SERVICES, INC. (GARFIELD HEIGHTS OH)
OH
05/02/2005 - 09/12/2014
WRP INVESTMENTS, INC. (GARFIELD HEIGHTS OH)
OH
03/17/2004 - 05/06/2005
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
MN
12/01/2001 - 02/03/2004
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
05/31/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
OH
10/26/1984 - 02/23/2001
CREATIVE CAPITAL MANAGEMENT CORPORATION (CLEVELAND OH)
IN
02/24/2000 - 05/31/2000
CONSECO SECURITIES, INC. (CARMEL IN)
BOTH
Issued 01/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/25/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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