Unclaimed
Matthew Carpenter is a Los Angeles, CA-based financial professional registered with GT Securities, Inc. Matthew has been in the financial industry since 2014 and holds Series 79, Series 63 and SIE licenses. Matthew has been with GT Securities, Inc. since August 2021. Prior to that, Matthew worked at PHILPOTT BALL & WERNER, LLC, in Charlotte, NC from December 2011 to August 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/31/2021 - Present
GT Securities, Inc. (LOS ANGELES CA)
NC
12/05/2011 - 08/02/2019
PHILPOTT BALL & WERNER, LLC (CHARLOTTE NC)
BC
Issued 06/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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