Unclaimed
Matthew Fredrick Ringel is a financial professional with over 18 years of experience in the financial services industry. Matthew Ringel is currently registered with Mutual of America Securities LLC and is licensed to sell securities in Florida. Previous experience includes positions at Mutual of America Life Insurance Company, T3 Trading Group, LLC, Assent LLC, Generic Trading of Philadelphia, LLC, Andover Brokerage, L.L.C., and On-Site Trading, Inc. Matthew Ringel holds Series 7, Series 24, Series 55 and Series 63 licenses and has passed the Securities Industry Essentials (SIE) Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/05/2020 - Present
Mutual OF America Securities LLC (Boca Raton FL)
FL
02/05/2020 - 11/11/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Boca Raton FL)
NY
03/11/2011 - 03/04/2020
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
09/07/2006 - 06/02/2010
ASSENT LLC (NEW YORK NY)
NY
05/03/2006 - 08/31/2006
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NY
11/23/1999 - 05/24/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
08/13/1999 - 11/11/1999
ON-SITE TRADING, INC. (GREAT NECK NY)
BC
Issued 04/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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