Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Fred Grinnell is a registered representative of Smbc Nikko Securities America, Inc. based in NEW YORK, NY. Matthew's career in the financial services industry began on 12/29/2007. Matthew Grinnell is currently licensed to conduct business in all 50 U.S. states. Matthew holds a Series 7, Series 24, Series 63, Series 79, and Series 7TO license and is approved for registration by FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/03/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
01/23/2020 - 03/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/13/2010 - 08/15/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/18/2000 - 11/04/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/23/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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