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Matthew Francis Smith

Wells Fargo Securities, LLC

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About Matthew Francis Smith

Matthew Francis Smith is a financial professional with over 5 years of experience in the securities industry. Matthew is currently registered with Wells Fargo Securities, LLC and holds the Series 63, Series 79 and SIE licenses. Matthew is registered to provide investment advice in 53 states and the District of Columbia.

Firm Information

Matthew Smith is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Smith’s Registration & Firm History

MA

09/20/2017 - Present

Wells Fargo Securities, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 09/22/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Francis Smith.
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