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Matthew Francis McVay

Samuel A. Ramirez & Company, Inc.

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About Matthew Francis McVay

Matthew McVay is a financial advisor with Samuel A. Ramirez & Company, Inc. based in NEW YORK, NY. Matthew is a Series 7 and Series 63 licensed professional. Matthew has over 10 years of experience in the financial services industry and holds a SIE license. Matthew previously worked at J.P. MORGAN SECURITIES LLC, SAMUEL A RAMIREZ & CO., INC., and UBS SECURITIES LLC.

Firm Information

Matthew McVay is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew McVay’s Registration & Firm History

NY

02/23/2016 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

09/04/2014 - 02/16/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

11/17/2011 - 09/08/2014

SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)

NY

02/03/2010 - 09/13/2011

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/01/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Francis McVay.
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