Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Favata is a financial professional with over 20 years of experience in the industry. Matthew currently works as a registered representative at Bofa Securities, Inc. Prior to joining Bofa Securities, Inc., Matthew worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and UBS Securities LLC and Morgan Stanley & Co. Incorporated. Matthew holds FINRA Series 3, 7, 55, 57TO, 99TO, and 63 licenses, and the SIE exam. Matthew is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
01/22/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
05/15/2013 - 12/15/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/24/2010 - 12/15/2014
UBS SECURITIES LLC (NEW YORK NY)
NY
11/07/2000 - 09/13/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 02/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/27/2002
Series 3 - National Commodity Futures Examination
BC
Issued 11/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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