Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Betley is a financial advisor registered with Capital Client Group, Inc. Matthew has been in the securities industry since 2010. Matthew holds a Series 7, Series 63, and Series 66 license. Matthew has been registered with the Securities and Exchange Commission (SEC) since 2021. Matthew is also registered with the state of California. Previously, Matthew was employed by Prudential Investment Management Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matthew's current firm, Capital Client Group, Inc., is headquartered in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
10/14/2021 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NJ
07/07/2011 - 06/10/2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
08/04/2010 - 06/23/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
BOTH
Issued 10/14/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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