Unclaimed
Matthew Flood is a financial advisor with iCapital Markets LLC. Matthew has been in the industry since 2018. He is registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative and is also a licensed securities agent. Matthew holds the Series 7 and Series 63 licenses. He is a graduate of [add details about education or experience as needed].
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/30/2023 - Present
Icapital Markets LLC (Greenwich CT)
CT
07/28/2023 - 11/30/2023
ICAPITAL SECURITIES, LLC (Greenwich CT)
NY
05/16/2018 - 11/22/2021
MORGAN STANLEY (New York NY)
BC
Issued 03/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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