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Matthew Flood

Icapital Markets LLC

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About Matthew Flood

Matthew Flood is a financial advisor with iCapital Markets LLC. Matthew has been in the industry since 2018. He is registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative and is also a licensed securities agent. Matthew holds the Series 7 and Series 63 licenses. He is a graduate of [add details about education or experience as needed].

Firm Information

Matthew Flood is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Flood’s Registration & Firm History

CT

11/30/2023 - Present

Icapital Markets LLC (Greenwich CT)

CT

07/28/2023 - 11/30/2023

ICAPITAL SECURITIES, LLC (Greenwich CT)

NY

05/16/2018 - 11/22/2021

MORGAN STANLEY (New York NY)

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Licenses & Designations

BC

Issued 03/16/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Flood.
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