Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Fitzgerald Dunn is a financial advisor at UBS Financial Services Inc. in New York, NY. Matthew has been in the industry since April 2007. Matthew is registered with FINRA and holds Series 63, Series 66, Series 7, and SIE licenses. Matthew has worked at JPMorgan Chase Bank NA and J.P. Morgan Securities LLC. Matthew is registered with the following states: Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Louisiana, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
12/02/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NJ
09/10/2013 - 03/17/2017
J.P. MORGAN SECURITIES LLC (SUMMIT NJ)
NY
02/01/2012 - 08/09/2013
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
06/09/2010 - 12/16/2011
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
MA
01/30/2009 - 05/24/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOSTON MA)
NY
09/22/2008 - 10/24/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/11/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 12/02/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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