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Matthew Fingleton

BNP Paribas Securities Corp.

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About Matthew Fingleton

Matthew Fingleton is a financial professional with over 4 years of experience in the securities industry. Matthew is currently registered with BNP Paribas Securities Corp. and previously worked at NatWest Markets Securities Inc. and Nomura Securities International, Inc. Matthew has passed the Series 7, Series 57, Series 63 and SIE exams. Matthew is licensed to provide securities-related services in all states.

Firm Information

Matthew Fingleton is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Fingleton’s Registration & Firm History

NY

12/08/2020 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

CT

07/11/2019 - 12/08/2020

NATWEST MARKETS SECURITIES INC. (STAMFORD CT)

NY

05/03/2016 - 07/27/2017

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

07/27/2004 - 08/09/2004

SUNGARD GLOBAL EXECUTION SERVICES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/13/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2017

Series 57 - Securities Trader Exam

BC

Issued 05/03/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Fingleton.
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