Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Gaffney is a financial advisor with UBS Financial Services Inc., with over 30 years of experience in the industry. Matthew has a strong background in investments, having previously worked at firms like Morgan Stanley and Citigroup Global Markets Inc. Matthew is registered to provide securities and investment advisory services in several states, including Massachusetts, New York, and California. Matthew holds the Series 7, Series 31 and Series 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
12/11/2015 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
06/01/2009 - 12/16/2015
MORGAN STANLEY (BOSTON MA)
MA
12/19/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
05/31/2002 - 12/23/2008
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
NY
08/29/1997 - 05/31/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
PA
06/17/1994 - 09/04/1997
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
MA
12/24/1992 - 06/20/1994
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
07/23/1991 - 01/20/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 08/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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