Unclaimed
Matthew Eppinger is a financial advisor with Northwestern Mutual Investment Services, LLC. Matthew has been working in the financial services industry since 2002 and holds Series 6, 7, 63 and 65 licenses. Matthew is registered with the state of Connecticut. Matthew is also registered with FINRA as a representative of Northwestern Mutual Investment Services, LLC. Matthew's office is located in West Hartford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
10/29/2002 - Present
Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)
IA
Issued 09/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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