Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Essex is a registered representative with TD Securities (usa) LLC in Houston, TX. Matthew has been in the industry since September 29, 2013. Matthew holds Series 63, SIE and Series 79 licenses. Matthew is registered in Texas and New York. Matthew's previous employer was WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/31/2019 - Present
TD Securities (usa) LLC (HOUSTON TX)
TX
09/30/2013 - 08/01/2019
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
BC
Issued 10/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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