Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Thompson is a financial advisor with over 10 years of experience in the industry. He is currently registered with Robinhood Financial, LLC and Robinhood Securities, LLC. Matthew Thompson holds the Series 7, Series 66, Series 24 and Series 53 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
02/12/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
CO
06/18/2020 - 01/11/2021
QUASAR DISTRIBUTORS, LLC (Parker CO)
CO
05/15/2020 - 01/11/2021
PARNASSUS FUNDS DISTRIBUTOR, LLC (Parker CO)
CO
07/09/2019 - 01/11/2021
MGI FUNDS DISTRIBUTORS, LLC (Parker CO)
CO
02/27/2019 - 01/11/2021
FORESIDE FUNDS DISTRIBUTORS LLC (Parker CO)
CO
08/17/2018 - 01/11/2021
IMST DISTRIBUTORS, LLC (Parker CO)
CO
06/07/2018 - 01/11/2021
COMPASS DISTRIBUTORS, LLC (Parker CO)
CO
06/07/2018 - 01/11/2021
FORESIDE FINANCIAL SERVICES, LLC (Parker CO)
CO
06/07/2018 - 01/11/2021
FORESIDE GLOBAL SERVICES, LLC (Parker CO)
CO
06/07/2018 - 01/11/2021
FUNDS DISTRIBUTOR, LLC (Parker CO)
CO
06/07/2018 - 01/11/2021
NORTHERN FUNDS DISTRIBUTORS, LLC (Parker CO)
CO
04/30/2018 - 01/11/2021
FORESIDE FUND SERVICES, LLC (Parker CO)
CO
06/23/2015 - 04/17/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CA
04/12/2012 - 06/23/2015
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
CA
04/11/2011 - 04/11/2012
SECURIAN FINANCIAL SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 05/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/22/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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