Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Epstein is a securities professional with over 20 years of experience in the industry. He is currently registered with Finalis Securities LLC, and has previously been registered with several other firms including BA Securities, LLC, DC Advisory, Cowen and Company, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, and Lehman Brothers Inc. Matthew is a Series 7, Series 24, Series 79, Series 82TO, and Series 63 licensed professional. Matthew is registered in five states including California, New Jersey, New York, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/12/2021 - Present
Finalis Securities LLC (New York NY)
PA
08/21/2020 - 04/08/2021
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
NY
04/08/2011 - 08/05/2020
DC ADVISORY (NEW YORK NY)
NY
01/06/2010 - 04/11/2011
COWEN AND COMPANY (NEW YORK NY)
NY
03/25/2004 - 01/03/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/12/2000 - 03/18/2004
UBS SECURITIES LLC (NEW YORK NY)
NY
10/08/1996 - 04/05/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2005
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2009
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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