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Matthew Edwin Babich

Rothschild & Co. US Inc.

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About Matthew Edwin Babich

Matthew Babich is a registered representative with Rothschild & Co. US Inc. in New York, NY. Matthew's primary focus is on investment banking, as indicated by his passing of the Series 79TO exam. He also holds the SIE exam. Matthew has been in the securities industry since October 2020 and is currently active in the brokerage field.

Firm Information

Matthew Babich is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Babich’s Registration & Firm History

NY

10/02/2020 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/22/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Edwin Babich.
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