Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Edward Wheeler is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Matthew Wheeler has been in the financial services industry since November 29, 2002. Prior to joining Wells Fargo Clearing Services, LLC, Matthew Wheeler was associated with J.P. Morgan Securities LLC, Altegris Investments, Inc., Princor Financial Services Corporation, UnionBanc Investment Services, LLC, and Securian Financial Services, Inc. Matthew Wheeler's current registrations include Series 66 and Series 7. Matthew Wheeler is registered in California, Hawaii, Indiana, Massachusetts, Nevada, North Carolina, Oregon, Utah, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/24/2016 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
06/04/2013 - 11/02/2016
J.P. MORGAN SECURITIES LLC (CARLSBAD CA)
CA
05/09/2011 - 02/22/2012
ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)
CA
10/16/2008 - 04/18/2011
PRINCOR FINANCIAL SERVICES CORPORATION (SAN DIEGO CA)
CA
10/05/2007 - 10/03/2008
UNIONBANC INVESTMENT SERVICES, LLC (ENCINITAS CA)
CA
07/24/2001 - 10/10/2007
SECURIAN FINANCIAL SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 08/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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