Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Edward Rollins is a financial advisor who has been in the industry since 2013. Matthew is currently registered with Nomura Securities International, Inc., and has been with this firm since 8/8/2023. Prior to that, Matthew worked at CREDIT SUISSE SECURITIES (USA) LLC, Tudor Pickering Holt & Co Advisors LP, Tudor, Pickering, Holt & Co. Securities, Inc., Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BTIG, LLC, and Jonestrading. Matthew is licensed in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
TX
08/08/2023 - Present
Nomura Securities International, Inc. (Houston TX)
TX
09/20/2022 - 04/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
08/01/2014 - 02/06/2019
TUDOR PICKERING HOLT & CO ADVISORS LP (HOUSTON TX)
TX
08/01/2014 - 02/06/2019
TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. (HOUSTON TX)
TX
09/16/2013 - 07/23/2014
JEFFERIES LLC (HOUSTON TX)
TX
09/03/2012 - 09/03/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
04/07/2008 - 12/14/2009
BTIG, LLC (DALLAS TX)
TX
08/29/2006 - 04/22/2008
JONESTRADING (DALLAS TX)
BC
Issued 10/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/13/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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