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Matthew Edward Prillaman

Fidelity Brokerage Services LLC

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About Matthew Edward Prillaman

Matthew Edward Prillaman is a financial advisor with Fidelity Brokerage Services LLC. Matthew is based in Smithfield, Rhode Island, and has been in the industry since June 14, 2008. He is registered with the following states: Massachusetts, North Carolina, Texas, and Utah. Matthew has passed the Series 7, Series 9, Series 10, Series 24, Series 63, SIE, and 99TO examinations. Prior to joining Fidelity, Matthew was employed by Equitable Advisors, LLC, AXA Distributors, LLC, and Atlantic Coast Securities Corporation.

Firm Information

Matthew Prillaman is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Prillaman’s Registration & Firm History

RI

03/31/2022 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NC

06/23/2009 - 03/22/2022

EQUITABLE ADVISORS, LLC (CHARLOTTE NC)

NJ

06/16/2011 - 06/02/2014

AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)

NC

09/02/2008 - 04/16/2009

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

FL

04/01/2008 - 09/03/2008

ATLANTIC COAST SECURITIES CORPORATION (TAMPA FL)

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Licenses & Designations

BC

Issued 09/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/13/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/26/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Edward Prillaman.
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