Unclaimed
Matthew Pollock is a financial advisor with FHN Financial Securities Corp. based in Austin, Texas. Matthew holds the Series 63, Series 7 and SIE licenses. Matthew has been registered with the Financial Industry Regulatory Authority (FINRA) since June 6, 2008. Matthew has worked in the financial industry for over 15 years. Matthew is currently registered in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
06/06/2008 - Present
FHN Financial Securities Corp. (AUSTIN TX)
BC
Issued 07/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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