Unclaimed
Matthew Edward Miller is a financial advisor with Ameriprise Financial Services, LLC. Matthew has been in the industry since October 15, 2018. Matthew is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative. Matthew is also registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative. Matthew is licensed to sell securities in Alabama, Florida, Illinois, Indiana, Kentucky, Michigan, Ohio, Pennsylvania, Tennessee, and Texas. Matthew has been associated with Ameriprise since January 2023. Previously, Matthew was associated with ADP Broker-Dealer, Inc. and ADP LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
04/16/2024 - Present
Ameriprise Financial Services, LLC (Louisville KY)
NJ
07/02/2018 - 02/01/2023
ADP BROKER-DEALER, INC. (ROSELAND NJ)
IA
Issued 08/22/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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