Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Edward Gormly is a financial professional with experience in the securities industry. Matthew is currently registered with XMS Capital Partners, LLC and has prior experience with B. RILEY SECURITIES, INC. and ALDWYCH SECURITIES LLC. Matthew has passed the Series 7TO, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/25/2023 - Present
XMS Capital Partners, LLC (CHICAGO IL)
TX
04/22/2022 - 09/27/2022
B. RILEY SECURITIES, INC. (Dallas TX)
CT
02/25/2021 - 04/25/2022
ALDWYCH SECURITIES LLC (STAMFORD CT)
BC
Issued 05/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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