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Matthew Edward Gormly

XMS Capital Partners, LLC

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About Matthew Edward Gormly

Matthew Edward Gormly is a financial professional with over 5 years of experience in the industry. Matthew is currently registered with XMS Capital Partners, LLC in Chicago, Illinois. Matthew has previously held positions with B. Riley Securities, Inc., Aldwych Securities LLC, GT Securities, Inc., North Sea Securities L.P., and Gordian Group, LLC. Matthew holds Series 63, SIE, and Series 79 licenses.

Firm Information

Matthew Gormly is currently registered with XMS Capital Partners, LLC. XMS Capital Partners, LLC is a Limited Liability Company formed on September 22, 2006. The firm is registered in Illinois, Louisiana, Massachusetts, New York, Virginia, and Wisconsin. XMS Capital Partners, LLC is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Gormly’s Registration & Firm History

IL

01/30/2023 - Present

XMS Capital Partners, LLC (CHICAGO IL)

CT

04/22/2022 - 09/27/2022

B. RILEY SECURITIES, INC. (Stamford CT)

CT

08/11/2020 - 04/25/2022

ALDWYCH SECURITIES LLC (STAMFORD CT)

CA

07/28/2020 - 08/14/2020

GT SECURITIES, INC. (LOS ANGELES CA)

NY

05/15/2019 - 12/02/2019

NORTH SEA SECURITIES L.P. (New York NY)

NY

07/31/2018 - 04/01/2019

GORDIAN GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/28/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Edward Gormly.
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